In The News
December 7, 2017
SEC and Retail Investor Disclosure
I was recently invited to the Securities and Exchange Commission, to discuss "Retail Investor Disclosure: What Works, What Doesn’t, and Best Practices" for their Investor Advisory Committee.
See further details and video here: https://www.sec.gov/video/webcast-archive-player.shtml?document_id=120717iac
(For video jump ahead to 03:34:55)
And find a summary of my relevant articles here: