SEC - Retail Investor Disclosure

 

I was recently invited to the Securities and Exchange Commission, to discuss "Retail Investor Disclosure: What Works, What Doesn’t, and Best Practices" for their Investor Advisory Committee.

 

 

 

See further details and video here: https://www.sec.gov/video/webcast-archive-player.shtml?document_id=120717iac

(For video jump ahead to 03:34:55)

 

And find a summary of my relevant articles here:

https://www.sec.gov/spotlight/investor-advisory-committee-2012/sunita-sah-articles-on-disclosure-and-transparency.pdf

 

 

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